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QuantRiver Disclosures, Disclaimers and Agreements

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Our Mission

QuantRiver Financial is a brokerage boutique bringing an advanced technological edge to institutional clients across the globe. Through it’s clearing firm Interacrive Brokers QuantRiver Financial facilitates:

•Access to global markets
•Automatic intelligent portfolio trading
•Algorithmic and black box trading
•Instantaneous automatic management of multiple accounts
•Risk management

Our technology solutions, combined with high-quality service, enable institutions to realize efficient execution and improved cost control.

QuantRiver Financial

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DISCLAIMER: This is not an offer or solicitation for brokerage services, or other products or services in any jurisdiction where QuantRiver Financial is not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction. QuantRiver Financial provides fundamental data and market data from third parties that we believe to be reliable; however QuantRiver Financial makes no warrantee as to the accuracy or completeness of this information. System response and access times may vary due to market conditions, system performance, and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Electronic trading poses unique risk to investors. Margin trading involves incurring interest expense and risks, including the potential to lose more than invested, or the need to deposit additional funds/collateral in an adverse market to your positions. Please review our Margin Agreement and Disclosure for information on our lending policies, interest charges, and risks associated with margin accounts.

No content or information presented constitutes a recommendation, offer, or solicitation of an offer by QuantRiver Financial to buy, sell or hold any security, financial product or instrument discussed therein or to engage in any specific investment strategy. QuantRiver Financial does not offer or provide any opinion regarding the nature, potential, value, suitability or profitability of any particular investment or investment strategy, and clients are fully responsible for any investment decisions made. Clients must consider all relevant risk factors, including their own personal financial situation, before trading. Client investment decisions should be based solely on your evaluation of your financial circumstances, investment objectives, risk tolerance and liquidity needs.

Options involve risk and are not suitable for all investors. Investors may obtain a copy of Characteristics and Risks of Standardized Options by calling customer support at (239) 244-8787.